DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
GAITHERSBURG, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | May 1, 2025 | n/a | yes | GAITHERSBURG, MD | Current employment |
| G•••• P•••• A•••••••• L•• | Former SEC adviser | Apr 1, 2021 | May 1, 2025 | no | ROCKVILLE, MD|Gaithersburg, MD|ROCKVILLE, MD|Gaithersburg, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G•••• P•••• A•••••••• L•• | L•• F•••••••• L•• | May 1, 2025 | May 1, 2025 | 0 | Bulk transfer | Ibd to ibd |
| H• B•••• I••• | G•••• P•••• A•••••••• L•• | Apr 1, 2021 | Apr 1, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:273035:MD:2017-01-18 | Jan 18, 2017 | Aug 8, 2016 | WOODBINE, MD | Firm change after gap |
| H• B•••• I••• | Former SEC adviser | Oct 16, 2017 | Apr 1, 2021 | no | Gaithersburg, MD|ROCKVILLE, MD|Gaithersburg, MD | Previous registration |
| A••••••• I•••••••• S••••••• | Independent wealth | Aug 8, 2016 | Oct 20, 2017 | no | Gaithersburg, MD|WOODBINE, MD | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | May 28, 2004 | Jan 18, 2017 | no | GAITHERSBURG, MD|GAITHERSBURG, MD|WOODBINE, MD | Previous registration |
| P•••• S••••••••• L•• | No RAUM reported | Aug 12, 1998 | Jun 14, 2004 | no | GAITHERSBURG, MD | Previous registration |
| Bulk transfer |
| Ibd to ibd |
| A••••••• I•••••••• S••••••• | H• B•••• I••• | Oct 20, 2017 | Oct 16, 2017 | -4 | Firm change | Other |
| L•• F•••••••• L•• | A••••••• I•••••••• S••••••• | Jan 18, 2017 | Aug 8, 2016 | -163 | Firm change after gap | Other |
| P•••• S••••••••• L•• | L•• F•••••••• L•• | Jun 14, 2004 | May 28, 2004 | -17 | Firm change | Other |