This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UBS FINANCIAL SERVICES INC.

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

3

Exams

S66

First exam

Aug 25, 2020

First registration

Sep 10, 2020

Dual registered

yes, broker-dealer

Other names

CHELSEA ANNE KAVANAUGH|Chelsea Kavanaugh|Chelsea Kavanaugh ANNE Lazarus

IAPD individual key

7249584

• Occurred

  Jan 7, 2022
  Advisor changed firm

  Chelsea Kavanaugh Lazarus left Fidelity Personal And Workplace Advisors for Ubs Financial Services Inc. (registered 2022-01-19)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:15e693bd-5380-1ccd-2a66-67e76691c625

First observed

Sep 10, 2020

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.