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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Colorado Springs, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 19, 2012 | n/a | yes | Colorado Springs, CO | Current employment |
| ADDISON AVENUE FINANCIAL PARTNERS, LLC | n/a | Sep 17, 2010 | Jul 16, 2012 | no | COLORADO SPRING, CO|ROCKLIN, CA | Previous registration |
| ESSEX NATIONAL SECURITIES, INC. | Former SEC adviser | Jul 30, 2010 | Jan 25, 2012 | no | COLORADO SPRINGS, CO | Previous registration |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Jan 10, 2003 | Jul 16, 2010 | no | COLORADO SPRINGS, CO|COLORADO SPRINGS, CO|ARVADA, CO|ARVADA, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADDISON AVENUE FINANCIAL PARTNERS, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jul 16, 2012 | Jan 19, 2012 | -179 | Firm change after gap | Other |
| ESSEX NATIONAL SECURITIES, INC. | ADDISON AVENUE FINANCIAL PARTNERS, LLC | Jan 25, 2012 | Sep 17, 2010 | -495 | Firm change after gap | Other |
| CUSO FINANCIAL SERVICES, L.P. | ESSEX NATIONAL SECURITIES, INC. | Jul 16, 2010 | Jul 30, 2010 | 14 | Firm change | Other |