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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

RANDY SCOTT SCHNEIDER

Advisor at LPL FINANCIAL LLC

BEACHWOOD, OH

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Search this name across graphsid dfx:ria:15ee8f89-b79c-ca49-3050-1e77a3b7d253

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 21, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 13, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63
First exam: Jul 13, 1998
First registration: Sep 21, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 2436259

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 13, 2025	n/a	yes	BEACHWOOD, OH	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	Jan 15, 2025	no	BEACHWOOD, OH	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jan 12, 2006	Jun 14, 2024	no	PEPPER PIKE, OH\|CLEVELAND, OH\|BEACHWOOD, OH\|BEACHWOOD, OH	Previous registration
FAIRPORT ASSET MANAGEMENT, LLC	n/a	Jan 13, 2003	Nov 3, 2005	no	CLEVELAND, OH	Previous registration
ROULSTON & CO INC	n/a	Sep 21, 2000	Nov 3, 2005	no	CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	LPL FINANCIAL LLC	Jan 15, 2025	Jan 13, 2025	-2	Firm change	Ibd to ibd
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
ROULSTON & CO INC	FAIRPORT ASSET MANAGEMENT, LLC	Nov 3, 2005	Jan 13, 2003	-1,025	Firm change after gap	Other
FAIRPORT ASSET MANAGEMENT, LLC	SECURITIES AMERICA ADVISORS, INC.	Nov 3, 2005	Jan 12, 2006	70	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 13, 2025 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jun 14, 2024 to Jan 15, 2025factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jan 12, 2006 to Jun 14, 2024factForm ADV
→ ROULSTON & CO INCRegistered adviserregistration: previous registration
Sep 21, 2000 to Nov 3, 2005factForm ADV
→ FAIRPORT ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 13, 2003 to Nov 3, 2005factForm ADV

Dated events

Occurred
Jan 15, 2025
Advisor changed firm
Randy Scott Schneider left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2025-01-13)
Form ADVobserved 5 days ago