DFX Intelligence

Data Factory

G•••••• S•••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor11 years in industry

G•••••• S•••• C••••

Advisor at F•••••••• • T•• A••••••••• L••

Franklin, TN | ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:15ef23ec-355d-ca71-59fa-7384bd26b55d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 10, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• • T•• A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• • T•• A••••••••• L••	Independent wealth	Aug 18, 2026	n/a	yes	Franklin, TN\|ST. LOUIS, MO	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 11, 2018	Mar 12, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	F•••••••• • T•• A••••••••• L••	Mar 12, 2024	Aug 18, 2026	889	Firm change after gap	Wirehouse to RIA
S•••••••• I••••••••• M•••••••••	W•••• F•••• A•••••••	Mar 8, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
169988:19616:MO:2018-03-07	Mar 8, 2018	Jul 11, 2018	SAINT LOUIS, MO	Firm change

Relationships

Registered with (3)

→ F•••••••• • T•• A••••••••• L••Registered adviserregistration: current employment
Aug 18, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 11, 2018 to Mar 12, 2024factForm ADV
→ S•••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Apr 10, 2017 to Mar 8, 2018factForm ADV

Dated events

Occurred
Mar 12, 2024
Advisor changed firm
G•••••• S•••• C•••• left W•••• F•••• A••••••• for F•••••••• • T•• A••••••••• L•• (registered 2026-08-18)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15ef23ec-355d-ca71-59fa-7384bd26b55d
First observed: Apr 10, 2017
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.