DFX Intelligence

S•••• A••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

S•••• A••• T•••••

Advisor at B•••••••• W••••• M•••••••••

ST. PETERSBURG, FL

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Search this name across graphsid dfx:ria:15ef8c34-8b3f-2b1f-0e05-1803b3d4b7e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 6, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 22, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• W••••• M•••••••••	Independent wealth	Nov 26, 2012	n/a	yes	ST. PETERSBURG, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	Apr 18, 2005	Nov 30, 2012	no	WOODSTOCK, GA\|WOODSTOCK, GA\|ATLANTA, GA\|CANTON, GA\|WOODSTOCK, GA\|CANTON, GA\|WOODSTOCK, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	B•••••••• W••••• M•••••••••	Nov 30, 2012	Nov 26, 2012	-4	Firm change	Wirehouse to RIA
B••• O• A•••••• I••••••••• S•••••••• I•••	W•••• F•••• A•••••••	Apr 18, 2005	Apr 18, 2005

Relationships

Registered with (4)

→ B•••••••• W••••• M•••••••••Registered adviserregistration: current employment
Nov 26, 2012 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 18, 2005 to Nov 30, 2012factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 20, 2004 to Apr 18, 2005factForm ADV
→ Q•••• • R•••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15ef8c34-8b3f-2b1f-0e05-1803b3d4b7e0
First observed: May 6, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.