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CRD 143472
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| COHEN, DAVID, AVNER | CHIEF COMPLIANCE OFFICER | E | yes | 09/2015 | Aug 6, 2012 | Sep 1, 2015 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MIDDLEGATE CAPITAL MANAGEMENT LLC | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Mar 24, 2015 | $15.0M | $15.0M | 1 | 1 | n/a | n/a | n/a |
| 2013 | Mar 25, 2014 | $13.2M | $13.2M | 1 | 1 | n/a | n/a | n/a |
| 2012 | Mar 25, 2013 | $13.0M | $13.0M | 1 | 1 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $15.0M | $13.2M | 13.9% | n/a | n/a | 1 | 1 | n/a | n/a |