DFX Intelligence

N••••• C• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

N••••• C• B••••••

Advisor at D••• D••••••• • C••

KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:15f8c29d-4419-9cb9-6562-ce151098558f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 21, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••• D••••••• • C••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 20, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••• D••••••• • C••	Independent wealth	Jan 6, 2026	n/a	yes	KANSAS CITY, MO	Current employment
J••••• M••••••••• S•••• L••	Bd affiliated wealth	Jul 22, 2024	Jan 16, 2026	no	NEW YORK, NY\|Overland Park, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• M••••••••• S•••• L••	D••• D••••••• • C••	Jan 16, 2026	Jan 6, 2026	-10	Firm change	Ibd to RIA
M•••• C••••••• A••••••• S••••••	J••••• M••••••••• S•••• L••	Jun 5, 2023	Jul 22, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
29807:12963:KS:2017-12-01	Dec 7, 2017	Jul 24, 2019	PRAIRIE VILLAGE, KS	Firm change after gap

Relationships

Registered with (5)

→ D••• D••••••• • C••Registered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ J••••• M••••••••• S•••• L••Registered adviserregistration: previous registration
Jul 22, 2024 to Jan 16, 2026factForm ADV
→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: previous registration
Jul 24, 2019 to Jun 5, 2023factForm ADV
→ C•••••• C••• F•••••••• S•••••••• I•••

Dated events

Occurred
Jan 16, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 5, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15f8c29d-4419-9cb9-6562-ce151098558f
First observed: Mar 21, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.