DFX Intelligence

O••••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

O••••••••• C•••••• M••••••••• L••

CRD 165143

BEVERLY HILLS, CA

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Search this name across graphsid dfx:ria:15f95269-6965-1843-422e-84e3552c9973

Data as of Aug 13, 2012 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 3, 2012 to Aug 13, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Accounts: 0
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $0••• Locked

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
O••••••••• L•	Hedge Fund	$0	Aug 13, 2012	0	Aug 3, 2012	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R••••••• R•••••• S•••••	CCO, CEO, MEMBER OF INVESTMENT COMMITTEE AND LLC MANAGING MEMBER	D	yes	08/2012	Aug 3, 2012	Aug 13, 2012
D••••• P•••••• R•	CHAIRMAN OF INVESTMENT COMMITTEE AND LLC MEMBER	C	no	08/2012	Aug 3, 2012	Aug 13, 2012

Relationships

Advises (1)

→ O••••••••• L•Private fundHedge Fund, IA
Aug 3, 2012 to presentfactForm ADV

Controls (1)

← R••••••• R•••••• S•••••OwnerCCO, CEO, MEMBER OF INVESTMENT COMMITTEE AND LLC MANAGING MEMBER, ownership code D, individual
Aug 3, 2012 to presentfactForm ADV

Owns (3)

← D••••• P•••••• R•OwnerCHAIRMAN OF INVESTMENT COMMITTEE AND LLC MEMBER, ownership code C, individual
Aug 3, 2012 to presentfactForm ADV

Dated events

Occurred
Aug 3, 2012
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15f95269-6965-1843-422e-84e3552c9973
First observed: Aug 3, 2012
Last observed: Aug 13, 2012 171 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.