This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CETERA INVESTMENT ADVISERS LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 1, 1975earliest registration or exam on IAPD

Years in industry

51derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Certified Financial Planner|Chartered Financial Consultant

Exams

S63|S65

First exam

Mar 25, 1997

First registration

Feb 12, 2003

Dual registered

yes, broker-dealer

IAPD individual key

1023826

• Occurred

  Aug 10, 2023
  Advisor changed firm

  Paul Stanislaus Thomas left Securian Financial Services, Inc. for Slgg Financial And Insurance Services, Llc (registered 2003-04-02)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:15ff3436-47e9-70ef-9d94-3a4f8daff5af

First observed

Feb 12, 2003

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.