DFX Intelligence
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Reading the graph
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Advisor at O•••• I••••••••• I•••
LEXINGTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• I••••••••• I••• | Bd affiliated wealth | Aug 1, 2023 | n/a | yes | LEXINGTON, MA | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Aug 17, 2022 | Aug 16, 2023 | no | WELLESLEY, MA|BRIDGEPORT, CT|WORCESTER, MA|NORTH ANDOVER, MA|CAMBRIDGE, MA|LOWELL, MA|WATERTOWN, MA|WALTHAM, MA|LEXINGTON, MA|NEWTONVILLE, MA|WALTHAM, MA|NEEDHAM, MA|BELMONT, MA|METHUEN, MA|BELMONT, MA|ANDOVER, MA|SHREWSBURY, MA|METHUEN, MA|WORCHESTER, MA|RADNOR, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | O•••• I••••••••• I••• | Aug 16, 2023 | Aug 1, 2023 | -15 | Firm change | Ibd to ibd |
| P••••••• U••••• A•••••••• I••• | L•• F•••••••• L•• | Aug 17, 2022 | Aug 17, 2022 |
| Previous registration |
| P••••••• U••••• A•••••••• I••• | Former SEC adviser | Jun 1, 2018 | Aug 17, 2022 | no | Wellesley, MA | Previous registration |
| P••••••• S••••••••• I••• | Former SEC adviser | May 19, 2006 | Mar 31, 2020 | no | BOSTON, MA|BOSTON, MA|WESTBOROUGH, MA|MARLBOROUGH, MA|WELLESLEY, MA|BOSTON, MA|LEXINGTON, MA|NEEDHAM, MA|NORTH ANDOVER, MA|METHUEN, MA|LOWELL, MA|ANDOVER, MA|WEST HARTFORD, CT|BRIDGEPORT, CT|CHELSEA, MA|WILMINGTON, MA|READING, MA|BRIDGEPORT, CT|WORCESTER, MA|BOSTON, MA|BOSTON, MA|LEOMINSTER, MA|SHREWSBURY, MA|WORCESTER, MA|WORCESTER, MA|WORCESTER, MA|WORCESTER, MA|BRIDGEPORT, CT|FAIRFIELD, CT|WOBURN, MA|MARLBOROUGH, MA|Middleton, MA|METHUEN, MA|WALTHAM, MA|MALDEN, MA|SHREWSBURY, MA|BRIDGEPORT, CT|BRIDGEPORT, CT | Previous registration |
| 0 |
| Bulk transfer |
| RIA to RIA |
| P••••••• S••••••••• I••• | P••••••• U••••• A•••••••• I••• | Mar 31, 2020 | Jun 1, 2018 | -669 | Bulk transfer | Other |