DFX Intelligence

S•••••• A••••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst18 years in industry

S•••••• A••••••• C•••••

Advisor at 5• N•••• P•••••• W•••••

WINTER PARK, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 12, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 5• N•••• P•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
5• N•••• P•••••• W•••••	Independent wealth	Apr 23, 2024	n/a	yes	WINTER PARK, FL	Current employment
E•••• V•••• W••••••• A•••••••	Former SEC adviser	Dec 14, 2020	Jul 20, 2021	no	Winter Park, FL\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• V•••• W••••••• A•••••••	5• N•••• P•••••• W•••••	Jul 20, 2021	Apr 23, 2024	1,008	Firm change after gap	RIA to RIA
W•••• O•• A•••••••• L••	E•••• V•••• W••••••• A•••••••	Dec 11, 2020	Dec 14, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
140486:132047:FL:2020-12-11	Dec 11, 2020	Dec 14, 2020	WINTER PARK, FL	Firm change

Relationships

Registered with (3)

→ 5• N•••• P•••••• W•••••Registered adviserregistration: current employment
Apr 23, 2024 to presentfactForm ADV
→ E•••• V•••• W••••••• A•••••••Registered adviserregistration: previous registration
Dec 14, 2020 to Jul 20, 2021factForm ADV
→ W•••• O•• A•••••••• L••Registered adviserregistration: previous registration
Jun 12, 2008 to Dec 11, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 12, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.