DFX Intelligence

T•••••••• V••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

T•••••••• V••••••• I•••

CRD 173022

PHILADELPHIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:16204e61-719f-5865-4575-90bd74c985c0

Data as of Mar 27, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 8
On other graphs: 0
Observed: Sep 30, 2014 to Mar 27, 2024
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $459M••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 65
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••• R••••••	MANAGING DIRECTOR	B	yes	08/2014	Sep 30, 2014	Mar 27, 2024
H•••••••• D••••• B•••••	Ceo	D	yes	07/2014	Sep 30, 2014	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L•••• A••••• T•••	n/a	n/a	n/a	N	no	n/a
S•••• L••••	n/a	n/a	n/a	N	no	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
SAN FRANCISCO	CA	United States	17	no
LOS ANGELES	CA	United States	15	no
Chicago	IL	United States	4	no
Marlton	Nj	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$459M	$427M	7.4%	$218M	28.1%	65	52	4	2

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••• P••••••• L••	2	Oct 2, 2024	Jan 1, 2026	PHILADELPHIA, PA	Team lift out	Other	100.0%

Relationships

Owns (1)

← A•••••• S•••••••• H••••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 27, 2017 to presentfactForm ADV

Controls (3)

← L••••• S••••OwnerPRESIDENT, ownership code C, individual
Sep 30, 2014 to presentfactForm ADV
← H•••••••• D••••• B•••••OwnerCEO, ownership code D, individual
Sep 30, 2014 to presentfactForm ADV
← G••••• R••••••OwnerMANAGING DIRECTOR, ownership code B, individual

Dated events

Occurred
Oct 2, 2024
Team lift-out
2 advisors left T•••••••• V••••••• I••• (Philadelphia, PA) for C••••• P••••••• L•• on the same day
Form ADVobserved 7 days ago
2 advisors
Occurred
Oct 2, 2024
Advisor changed firm
Scott Harris Lenet left T•••••••• V••••••• I••• for C••••• P••••••• L•• (registered 2026-01-01)
Form ADVobserved 7 days ago
Occurred
Oct 2, 2024
Advisor changed firm
Richard Marc Grant left T•••••••• V••••••• I••• for C••••• P••••••• L•• (registered 2026-01-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:16204e61-719f-5865-4575-90bd74c985c0
First observed: Sep 30, 2014
Last observed: Mar 27, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.