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Advisor at LPL FINANCIAL LLC
ROSEVILLE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 31, 2024 | n/a | yes | ROSEVILLE, CA | Current employment |
| SOLANO WEALTH ADVISORS | Independent wealth | Jul 1, 2024 | Nov 20, 2024 | no | FAIRFIELD, CA | Previous registration |
| SOLANO WEALTH MANAGEMENT, INC. | Former SEC adviser | Jan 3, 2014 | Aug 20, 2024 | no | FAIRFIELD, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SOLANO WEALTH ADVISORS | LPL FINANCIAL LLC | Nov 20, 2024 | Oct 31, 2024 | -20 | Firm change | RIA to ibd |
| SOLANO WEALTH MANAGEMENT, INC. | SOLANO WEALTH ADVISORS | Aug 20, 2024 | Jul 1, 2024 | -50 | Firm change after gap | RIA to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 168720:322037:CA:2024-08-20 | Aug 20, 2024 | Jul 1, 2024 | FAIRFIELD, CA | Firm change after gap |