DFX Intelligence

J••••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst13 years in industry

J••••••• S••••

Advisor at F••••• I•••••••••

Austin, TX | PLANO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:16264cb1-8536-ed3e-bef8-4e90fcc095ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 6, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• I•••••••••	Independent wealth	Jan 16, 2025	n/a	yes	Austin, TX\|PLANO, TX	Current employment
B••••••• W••••• S••••••••	Independent wealth	Dec 10, 2021	Jan 16, 2025	no	San Antonio, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• W••••• S••••••••	F••••• I•••••••••	Jan 16, 2025	Jan 16, 2025	0	Firm change	RIA to RIA
F••••• I•••••••••	B••••••• W••••• S••••••••	Nov 4, 2021	Dec 10, 2021

Relationships

Registered with (2)

→ F••••• I•••••••••Registered adviserregistration: previous registration
Jan 6, 2015 to Nov 4, 2021factForm ADV
→ B••••••• W••••• S••••••••Registered adviserregistration: previous registration
Dec 10, 2021 to Jan 16, 2025factForm ADV

Dated events

Occurred
Jan 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:16264cb1-8536-ed3e-bef8-4e90fcc095ad
First observed: Jan 6, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.