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R•••••• I••••••••• S•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

R•••••• I••••••••• S•••••••• L••

CRD 166720

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Search this name across graphsid dfx:ria:162d12ba-a28f-fbb3-2c14-b189808c166f

Data as of Jan 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 6, 2026 to Jan 6, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $6.4MItem 5.F on the latest filing (2026-01-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $6.4M
Private client RAUM: $6.4MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 1
Advisory employees

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T•••• L•••• R••••••	n/a	THOUSAND OAKS, CA	8	17	n/a	no

Relationships

Registered with (2)

← T•••• L•••• R••••••Advisorregistration: current employment
May 29, 2018 to presentfactForm ADV
← Deron DongAdvisorregistration: previous registration
Aug 5, 2014 to Sep 30, 2023factForm ADV

Dated events

Occurred
Sep 30, 2023
Advisor changed firm
Deron Dong left R•••••• I••••••••• S•••••••• L•• for Hippocratic Financial Advisors (registered 2025-10-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:162d12ba-a28f-fbb3-2c14-b189808c166f
First observed: Jan 6, 2026
Last observed: Jan 6, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.