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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

DOWLING CAPITAL PARTNERS

DOWLING CAPITAL MANAGEMENT, LLC, CRD 161475

FARMINGTON, CT

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Search this name across graphsid dfx:ria:163bf6a8-425e-54fe-ea6f-0279ee5fe49b

Data as of Mar 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 2
Observed: Apr 30, 2012 to Mar 29, 2016
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Dowling Capital Partners

Private equity manager · shared crd

Independent Sponsorsidentity

Dowling Capital Partners

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $160MItem 5.F on the latest filing (2016-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $160M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $160Mgross asset value as reported per fund; never fund size
Custody, client assets: $132M
SEC number: 801-76652
CRD: 161475
Filings on the tape: 8
First filed: Apr 30, 2012
Latest filed: Mar 29, 2016
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
DOWLING CAPITAL PARTNERS I, L.P.	Private Equity Fund	$75.7M	Mar 27, 2024	37	Mar 30, 2012	reported	021-159743
DOWLING CAPITAL PARTNERS II, L.P.	Private Equity Fund	$125,358	Aug 12, 2014	27	Aug 12, 2014	dropped	021-222315

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DOWLING, STEVEN, COLIN	Trustee	F	yes	01/2006	Apr 30, 2012	Mar 29, 2016
DOWLING, VINCENT, JOHN	MANAGING DIRECTOR & CLASS B MEMBER	D	yes	09/2010	Apr 30, 2012	Mar 29, 2016
DOWLING, VINCENT, JOHN	Member	C	yes	04/2011	Apr 30, 2012	Mar 29, 2016
DOWLING, VINCENT, JOHN	Trustee	F	yes	01/2006	Apr 30, 2012	Mar 29, 2016
FAUST, JUSTIN, DANIELS	CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER	Na	yes	12/2011	Apr 30, 2012	Mar 29, 2016
MCCABE, PATRICK, EDMUND	Trustee	F	yes	01/2006	Apr 30, 2012	Mar 29, 2016
VINCENT J. DOWLING, JR. FAMILY TRUST	Member	C	yes	04/2011	Apr 30, 2012	Mar 29, 2016
WIDMER PARTNERS, LLC	CLASS A MEMBER	C	yes	09/2010	Apr 30, 2012	Mar 29, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DOWLING & PARTNERS SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a
DOWLING CAPITAL I, LLC	n/a	n/a	n/a	N	yes	n/a
HALES SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016	$160M	$160M	3	3	n/a	1	$160M
2014	Mar 30, 2015	$160M	$160M	6	6	n/a	1	$160M
2013	Mar 27, 2014	$170M	$170M	6	6	n/a	1	$170M
2012	Mar 26, 2013	$157M	$157M	5	5	n/a	1	$157M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$160M	$160M	-0.1%	$157M	0.6%	3	6	n/a	n/a

Relationships

Advises (2)

→ DOWLING CAPITAL PARTNERS I, L.P.Private fundPrivate Equity Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ DOWLING CAPITAL PARTNERS II, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Aug 12, 2014 to Aug 12, 2014factForm ADV

Controls (6)

← DOWLING, VINCENT, JOHNOwnerMEMBER, ownership code C, individual
Apr 30, 2012 to presentfactForm ADV
← DOWLING, STEVEN, COLINOwnerTRUSTEE, ownership code F, individual
Apr 30, 2012 to presentfactForm ADV
← FAUST, JUSTIN, DANIELSOwnerCHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Apr 30, 2012 to presentfactForm ADV
← MCCABE, PATRICK, EDMUNDOwnerTRUSTEE, ownership code F, individual
Apr 30, 2012 to presentfactForm ADV
← VINCENT J. DOWLING, JR. FAMILY TRUSTOwnerMEMBER, ownership code C, domestic entity
Apr 30, 2012 to presentfactForm ADV
← WIDMER PARTNERS, LLCOwnerCLASS A MEMBER, ownership code C, domestic entity
Apr 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:163bf6a8-425e-54fe-ea6f-0279ee5fe49b
First observed: Apr 30, 2012
Last observed: Mar 29, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DOWLING CAPITAL PARTNERS

DOWLING CAPITAL MANAGEMENT, LLC, CRD 161475

FARMINGTON, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:163bf6a8-425e-54fe-ea6f-0279ee5fe49b

Data as of Mar 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:23 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

DOWLING CAPITAL PARTNERS I, L.P.

Private Equity Fund

$75.7M

Mar 27, 2024

Mar 30, 2012

reported

021-159743

DOWLING CAPITAL PARTNERS II, L.P.

Private Equity Fund

$125,358

Aug 12, 2014

dropped

021-222315

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DOWLING, STEVEN, COLIN

Trustee

yes

01/2006

Apr 30, 2012

Mar 29, 2016

DOWLING, VINCENT, JOHN

MANAGING DIRECTOR & CLASS B MEMBER

yes

09/2010

Apr 30, 2012

Mar 29, 2016

DOWLING, VINCENT, JOHN

Member

yes

04/2011

Apr 30, 2012

Mar 29, 2016

DOWLING, VINCENT, JOHN

Trustee

yes

01/2006

Apr 30, 2012

Mar 29, 2016

FAUST, JUSTIN, DANIELS

CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER

yes

12/2011

Apr 30, 2012

Mar 29, 2016

MCCABE, PATRICK, EDMUND

Trustee

yes

01/2006

Apr 30, 2012

Mar 29, 2016

VINCENT J. DOWLING, JR. FAMILY TRUST

Member

yes

04/2011

Apr 30, 2012

Mar 29, 2016

WIDMER PARTNERS, LLC

CLASS A MEMBER

yes

09/2010

Apr 30, 2012

Mar 29, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DOWLING & PARTNERS SECURITIES LLC

n/a

yes

n/a

DOWLING CAPITAL I, LLC

n/a

yes

n/a

HALES SECURITIES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 29, 2016

$160M

n/a

$160M

2014

Mar 30, 2015

$160M

n/a

$160M

2013

Mar 27, 2014

$170M

n/a

$170M

2012

Mar 26, 2013

$157M

n/a

$157M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$160M

-0.1%

$157M

0.6%

n/a