DFX Intelligence

C••••••• C••• A•••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

C••••••• C••• A•••••••• L•

CRD 288111

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:1642b128-ba73-8547-9814-fd31011c2f06

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 18
On other graphs: 2
Observed: May 4, 2021 to Sep 14, 2026
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••••••• C••• A•••••••• L•

Private equity manager · shared crd

Independent Sponsorsidentity

C••••••• C••• A•••••••• L•

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1B••• Locked
Discretionary RAUM: $1.1B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••• C••• O••••••••• F•••• L•	Private Equity Fund	$300M	Sep 14, 2026	281	Sep 18, 2019	reported	021-347463
C••••••• C••• C•••••• I•• L•	Private Equity Fund	$265M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••• J•• H•••	MANAGING MEMBER	E	yes	02/2016	May 4, 2021	Mar 29, 2024
L••• T•••	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	Na	yes	03/2024	Mar 29, 2024	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••••• C••• C•••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
C••••••• C••• C•••••• G•• L•	n/a	n/a	n/a	N	yes	n/a
C••••••• C••• C•••••• I• G•• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$630M	77.0%	$275M	59.4%	11	11	0	0

Relationships

Advises (22)

→ C• H••••••• I•• L••Private fundPrivate Equity Fund, IA
Mar 23, 2021 to presentfactForm ADV
→ C• L••••• H••••••• L••Private fundPrivate Equity Fund, IA
Mar 29, 2024 to presentfactForm ADV
→ C• H••••••• X•• L••Private fundPrivate Equity Fund, IA
Nov 11, 2021 to presentfactForm ADV
→ C••••••• C••• C•••••• I•• L•Private fund

Dated events

Occurred
Sep 14, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$790,218
Occurred
Sep 14, 2026
Private fund gav change
••• Locked
Form ADVobserved today
$141M
Occurred
Sep 14, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$287,777
Occurred
Sep 14, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1642b128-ba73-8547-9814-fd31011c2f06
First observed: May 4, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.