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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

MEGHAN PALUMBO

Advisor at MORGAN STANLEY

Olean, NY

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Search this name across graphsid dfx:ria:164e08d2-ff56-a144-9411-a03efb36e8f9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 14, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 10, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Apr 10, 2003
First registration: Jan 14, 2011
Dual registered: yes, broker-dealer
Other names: MEGHAN BOROWIAK
IAPD individual key: 4063641

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Feb 13, 2026	n/a	yes	Olean, NY	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 9, 2021	Feb 17, 2026	no	WILKES-BARRE, PA\|BUFFALO, NY\|HAMBURG, NY	Previous registration
M&T SECURITIES, INC.	n/a	Aug 14, 2013	Jun 10, 2021	no	BUFFALO, NY\|Buffalo, NY\|WILKES-BARRE, PA\|BALTIMORE, MD	Previous registration
MORGAN STANLEY	Wirehouse	Jan 14, 2011	Aug 27, 2013	no	Williamsville, NY\|Rochester, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	MORGAN STANLEY	Feb 17, 2026	Feb 13, 2026	-4	Firm change	Ibd to wirehouse
M&T SECURITIES, INC.	LPL FINANCIAL LLC	Jun 10, 2021	Jun 9, 2021	-1	Bulk transfer	Other
MORGAN STANLEY	M&T SECURITIES, INC.	Aug 27, 2013	Aug 14, 2013	-13	Firm change	Other

Relationships

Registered with (3)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jan 14, 2011 to Aug 27, 2013factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 9, 2021 to Feb 17, 2026factForm ADV
→ M&T SECURITIES, INC.Registered adviserregistration: previous registration
Aug 14, 2013 to Jun 10, 2021factForm ADV

Dated events

Occurred
Feb 17, 2026
Advisor changed firm
Meghan Palumbo left Lpl Financial Llc for Morgan Stanley (registered 2026-02-13)
Form ADVobserved 6 days ago