This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$1.1BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$304M

Private client RAUM

$3.8MderivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

4

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

15

Individual clients

0

High net worth clients

6

SEC number

801-119532

CRD

310612

Filings on the tape

12

First filed

Aug 26, 2020

Latest filed

Mar 31, 2026

Organised

Limited Liability Company, NY

Website

pivotal-advisors.com

• Occurred

  Mar 31, 2026
  Regulatory AUM changed

  Pivotal Advisors Llc reported RAUM $1.1B, up 159% from $412.3M (2025-11-11 to 2026-03-31)

  Form ADVobserved 5 days ago
  $654M
• Occurred

  May 15, 2024
  Regulatory AUM changed

  Pivotal Advisors Llc reported RAUM $420.5M, up 38% from $303.8M (2023-06-20 to 2024-05-15)

  Form ADVobserved 5 days ago
  $117M
• Occurred

  Jun 27, 2022
  Regulatory AUM changed

  Pivotal Advisors Llc reported RAUM $355.0M, up 92% from $184.6M (2021-03-19 to 2022-06-27)

  Form ADVobserved 5 days ago
  $170M
• Occurred

  Aug 26, 2020
  First Form ADV filing

  Pivotal Investments filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:165d2b84-0626-c05a-3e21-e2d3a88a4a70

First observed

Aug 26, 2020

Last observed

Mar 31, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.