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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

MARK S WEAVER

Advisor at OSAIC WEALTH, INC.

Broadview Heights, OH | BROADVIEW HEIGHTS, OH

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Search this name across graphsid dfx:ria:165db85f-99e9-15cd-da73-43ffb7a311e5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 22, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 20, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 2
Exams: S63|S65
First exam: Nov 20, 1985
First registration: Nov 22, 2002
Dual registered: yes, broker-dealer
Other names: MARK S WEAVER|MARK SCOTT WEAVER
IAPD individual key: 1433361

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIGNATURE EQUITY PARTNERS, LLC	Independent wealth	Aug 21, 2023	n/a	yes	Broadview Heights, OH	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	n/a	yes	BROADVIEW HEIGHTS, OH	Current employment
SIGNATOR INVESTORS, INC.	Former SEC adviser	Nov 2, 2015	Nov 2, 2018	no	BROADVIEW HEIGHTS, OH	Previous registration
B RILEY WEALTH MANAGEMENT	Former SEC adviser	Oct 27, 2010	Nov 2, 2015	no	Mentor, OH	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Mar 13, 2009	Oct 15, 2010	no	BEACHWOOD, OH	Previous registration
FERRIS, BAKER WATTS, LLC	n/a	Nov 22, 2002	Mar 13, 2009	no	BEACHWOOD, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
B RILEY WEALTH MANAGEMENT	SIGNATOR INVESTORS, INC.	Nov 2, 2015	Nov 2, 2015	0	Firm change	Other
RBC CAPITAL MARKETS, LLC	B RILEY WEALTH MANAGEMENT	Oct 15, 2010	Oct 27, 2010	12	Firm change	Other
FERRIS, BAKER WATTS, LLC	RBC CAPITAL MARKETS, LLC	Mar 13, 2009	Mar 13, 2009	0	Bulk transfer	Other

Relationships

Registered with (6)

→ SIGNATURE EQUITY PARTNERS, LLCRegistered adviserregistration: current employment
Aug 21, 2023 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Nov 2, 2018 to presentfactForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Nov 2, 2015 to Nov 2, 2018factForm ADV
→ B RILEY WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Oct 27, 2010 to Nov 2, 2015factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Mar 13, 2009 to Oct 15, 2010factForm ADV
→ FERRIS, BAKER WATTS, LLCRegistered adviserregistration: previous registration
Nov 22, 2002 to Mar 13, 2009factForm ADV

Dated events

No dated event names this entity yet.