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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PROVIDENT ADVISORS LLC

CRD 137153

PLYMOUTH, MN

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Search this name across graphsid dfx:ria:1665145f-6eb9-09f2-edf5-76d9e2d563a3

Data as of Mar 30, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Mar 30, 2018
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $235MItem 5.F on the latest filing (2018-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $235M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $235Mgross asset value as reported per fund; never fund size
Custody, client assets: $181M
SEC number: 801-72487
CRD: 137153
Filings on the tape: 11
First filed: Mar 29, 2012
Latest filed: Mar 30, 2018
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PCM PROVIDENT AGENCY MASTER FUND LP	Hedge Fund	$235M	Mar 30, 2018	140	Mar 29, 2012	reported	021-125837
PCM PROVIDENT MBS MASTER FUND LP	Hedge Fund	$47.3M	Mar 27, 2015	158	Mar 29, 2012	dropped	021-174678

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DEEPHAVEN INC.	MANAGING MEMBER	E	yes	01/2002	Mar 29, 2012	Mar 30, 2018
ELAMRI, ADIL	CHIEF COMPLIANCE OFFICER	Na	yes	02/2011	Mar 29, 2012	Mar 30, 2018
KESSLER, IRVIN, ROBERT	Owner	E	yes	01/2002	Mar 29, 2012	Mar 30, 2018
KESSLER, IRVIN, ROBERT	CHIEF INVESTMENT OFFICER	Na	yes	02/2002	Mar 29, 2012	Mar 30, 2018
MOELLER, JAMES, KRUSELL	CHIEF ADMINISTRATIVE OFFICER AND GENERAL COUNSEL	Na	yes	01/2015	Mar 27, 2015	Mar 30, 2018
SCHWINGHAMMER, PATRICK	CHIEF FINANCIAL OFFICER	Na	yes	01/2005	Mar 29, 2012	Mar 30, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WALLEYE TRADING ADVISORS, LLC	n/a	Asset manager	$52B	N	yes	n/a
DEEPHAVEN, INC.	n/a	n/a	n/a	Y	yes	n/a
PROVIDENT GP LLC	n/a	n/a	n/a	Y	yes	n/a
PROVIDENT REAL ESTATE ADVISORS LLC	n/a	n/a	n/a	N	yes	n/a
PROVIDENT REAL ESTATE VENTURES LLC	n/a	n/a	n/a	N	yes	n/a
WALLEYE TRADING LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 30, 2018	$235M	$235M	6	1	0	1	$235M
2016	Mar 30, 2017	$195M	$195M	6	1	n/a	1	$195M
2015	Mar 30, 2016	$192M	$192M	6	1	n/a	1	$192M
2014	Mar 27, 2015	$292M	$292M	6	1	n/a	2	$292M
2013	Mar 28, 2014	$336M	$336M	5	1	n/a	2	$336M
2012	Mar 26, 2013	$432M	$432M	5	1	n/a	2	$432M
2011	Mar 29, 2012	$291M	$291M	n/a	n/a	n/a	2	$292M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$235M	$195M	20.4%	$292M	-7.0%	6	6	0	n/a

Relationships

Affiliated with (1)

→ WALLEYE CAPITAL LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Advises (2)

→ PCM PROVIDENT AGENCY MASTER FUND LPPrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ PCM PROVIDENT MBS MASTER FUND LPPrivate fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Mar 27, 2015factForm ADV

Controls (5)

← KESSLER, IRVIN, ROBERTOwnerOWNER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← ELAMRI, ADILOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← SCHWINGHAMMER, PATRICKOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← MOELLER, JAMES, KRUSELLOwnerCHIEF ADMINISTRATIVE OFFICER AND GENERAL COUNSEL, ownership code NA, individual
Mar 27, 2015 to presentfactForm ADV
← DEEPHAVEN INC.OwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1665145f-6eb9-09f2-edf5-76d9e2d563a3
First observed: Mar 29, 2012
Last observed: Mar 30, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PROVIDENT ADVISORS LLC

CRD 137153

PLYMOUTH, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1665145f-6eb9-09f2-edf5-76d9e2d563a3

Data as of Mar 30, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:55 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PCM PROVIDENT AGENCY MASTER FUND LP

Hedge Fund

$235M

Mar 30, 2018

140

Mar 29, 2012

reported

021-125837

PCM PROVIDENT MBS MASTER FUND LP

Hedge Fund

$47.3M

Mar 27, 2015

158

Mar 29, 2012

dropped

021-174678

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DEEPHAVEN INC.

MANAGING MEMBER

yes

01/2002

Mar 29, 2012

Mar 30, 2018

ELAMRI, ADIL

CHIEF COMPLIANCE OFFICER

yes

02/2011

Mar 29, 2012

Mar 30, 2018

KESSLER, IRVIN, ROBERT

Owner

yes

01/2002

Mar 29, 2012

Mar 30, 2018

KESSLER, IRVIN, ROBERT

CHIEF INVESTMENT OFFICER

yes

02/2002

Mar 29, 2012

Mar 30, 2018

MOELLER, JAMES, KRUSELL

CHIEF ADMINISTRATIVE OFFICER AND GENERAL COUNSEL

yes

01/2015

Mar 27, 2015

Mar 30, 2018

SCHWINGHAMMER, PATRICK

CHIEF FINANCIAL OFFICER

yes

01/2005

Mar 29, 2012

Mar 30, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WALLEYE TRADING ADVISORS, LLC

n/a

Asset manager

$52B

yes

n/a

DEEPHAVEN, INC.

n/a

yes

n/a

PROVIDENT GP LLC

n/a

yes

n/a

PROVIDENT REAL ESTATE ADVISORS LLC

n/a

yes

n/a

PROVIDENT REAL ESTATE VENTURES LLC

n/a

yes

n/a

WALLEYE TRADING LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 30, 2018

$235M

2016

Mar 30, 2017

$195M

n/a

$195M

2015

Mar 30, 2016

$192M

n/a

$192M

2014

Mar 27, 2015

$292M

n/a

$292M

2013

Mar 28, 2014

$336M

n/a

$336M

2012

Mar 26, 2013

$432M

n/a

$432M

2011

Mar 29, 2012

$291M

n/a

$292M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$235M

$195M

20.4%

$292M

-7.0%

n/a