DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••• W•••••• I•••
PLANO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Jun 6, 2016 | n/a | yes | PLANO, TX | Current employment |
| F•••• I••••••••• A••••••• S•••••••• I••• | n/a | Jan 25, 2006 | Oct 25, 2016 | no | PLANO, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• I••••••••• A••••••• S•••••••• I••• | O•••• W•••••• I••• | Oct 25, 2016 | Jun 6, 2016 | -141 | Firm change after gap | Other |
| O•••• W•••••• I••• | F•••• I••••••••• A••••••• S•••••••• I••• | Sep 7, 2005 | Jan 25, 2006 |
| O•••• W•••••• I••• | Bd affiliated wealth | Sep 10, 2004 | Sep 7, 2005 | no | ADDISON, TX | Previous registration |
| H••• M••• S••••••••• I••• | n/a | Jan 23, 2004 | Aug 31, 2004 | no | PLANO, TX | Previous registration |
| V•• A••••••• S••••••• | Former SEC adviser | Feb 7, 2003 | Dec 31, 2003 | no | OVERLAND PARK, KS | Previous registration |
| T•• M••••••• I••• | n/a | Jul 26, 1999 | Feb 7, 2003 | no | ADDISON, TX | Previous registration |
| 140 |
| Firm change |
| Other |
| H••• M••• S••••••••• I••• | O•••• W•••••• I••• | Aug 31, 2004 | Sep 10, 2004 | 10 | Firm change | Other |
| V•• A••••••• S••••••• | H••• M••• S••••••••• I••• | Dec 31, 2003 | Jan 23, 2004 | 23 | Firm change | Other |
| T•• M••••••• I••• | V•• A••••••• S••••••• | Feb 7, 2003 | Feb 7, 2003 | 0 | Bulk transfer | Other |