DFX Intelligence
Reading the graph
Reading the graph
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Advisor at K••••• A••••••• S•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Apr 19, 2016 | n/a | yes | BETHESDA, MD|AUSTIN, TX|Baltimore, MD | Current employment |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Dec 14, 2009 | Dec 13, 2013 | no | ELKRIDGE, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• F•••••••• S•••••••• I••• | K••••• A••••••• S•••••••• L•• | Dec 13, 2013 | Apr 19, 2016 | 858 | Firm change after gap | Other |
| M••••• S•••••• | M•• F•••••••• S•••••••• I••• | Dec 14, 2009 | Dec 14, 2009 |
| M••••• S•••••• | Wirehouse | Nov 13, 2009 | Dec 14, 2009 | no | BALTIMORE, MD | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Sep 16, 2008 | Sep 14, 2009 | no | OLNEY, MD|FORT WAYNE, IN | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Jan 30, 2007 | Jun 20, 2008 | no | FREDERICK, MD | Previous registration |
| 0 |
| Firm change |
| Other |
| O•••• F•• I••• | M••••• S•••••• | Sep 14, 2009 | Nov 13, 2009 | 60 | Firm change | Other |