DFX Intelligence

H•••• I••••••••• M••••••••• S•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

H•••• I••••••••• M••••••••• S•••••••• L••

CRD 117097

NEW LONDON, NH

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Search this name across graphsid dfx:ria:1679cbc5-2613-5edd-2959-fc7d2d8f9e2e

Data as of Jan 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 25, 2022 to Jan 28, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $222M••• Locked
Discretionary RAUM: $214M
Private client RAUM: $211Mderived••• Locked
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $55.4Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••••• W•••••• H••••	n/a	NEW LONDON, NH	27	27	n/a	no
P•••• E••••• H••••	n/a	NEW LONDON, NH	25	43

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••• A•••••• W••••••	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	E	yes	01/2014	Feb 25, 2022	Feb 29, 2024
H••••• P••••• E•••••	Partner	B	yes	01/2014	Feb 25, 2022	Feb 29, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$222M	$189M	17.0%	$104M	28.5%	3	3	0	0

Relationships

Registered with (4)

← M•••••• J• B•••••••Advisorregistration: current employment
Feb 18, 2022 to presentfactForm ADV
← R•••• C•••••• B••••••Advisorregistration: current employment
Dec 15, 2015 to presentfactForm ADV
← P•••• E••••• H••••Advisorregistration: current employment
Jan 1, 2001 to presentfactForm ADV
← A••••• W•••••• H••••

Dated events

Occurred
Feb 25, 2022
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1679cbc5-2613-5edd-2959-fc7d2d8f9e2e
First observed: Feb 25, 2022
Last observed: Jan 28, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.