This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

COMMONWEALTH FINANCIAL NETWORK

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65

First exam

Dec 30, 2024

First registration

Jan 1, 2025

Dual registered

no

Other names

George Erwin Cater

IAPD individual key

7717857

• Occurred

  Nov 17, 2025
  Advisor changed firm

  George Erwin Cater left On Investment Management Co for Commonwealth Financial Network (registered 2026-05-06)

  Form ADVobserved 5 days ago
• Occurred

  Sep 24, 2025
  Advisor changed firm

  George Erwin Cater left Prevail Innovative Wealth Advisors, Llc for On Investment Management Co (registered 2025-10-20)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:1697f3ed-a3e0-87fb-8c09-d4bb9878385f

First observed

Jan 1, 2025

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.