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CRD 110123
PAOLI, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••••••• P••••• A••••• | PRESIDENT, CEO, DIRECTOR, CHIEF COMPLIANCE OFFICER | E | yes | 08/2000 | Mar 28, 2012 | Apr 14, 2014 |
| E•••••• T••••••• M••••••• | CHIEF ADMIN. OFFCR., SEC., TREAS., DIR. | Na | yes | 08/2000 | Mar 28, 2012 | Apr 14, 2014 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2013 | Mar 19, 2014 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2013 | $667,265 | $10.0M | -93.3% | n/a | n/a | 3 | 3 | n/a | n/a |
| W•••••• T••••• E•••••••• | VP, DIR., CHIEF INF. OFFICER | Na | yes | 08/2000 | Mar 28, 2012 | Apr 14, 2014 |
| $10.0M |
| 3 |
| 1 |
| n/a |
| n/a |
| n/a |
| 2012 | Feb 25, 2013 | $10.0M | $10.0M | 3 | 1 | n/a | n/a | n/a |
| 2011 | Mar 28, 2012 | $700,000 | $700,000 | n/a | n/a | n/a | n/a | n/a |