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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

EPOCH CAPITAL, US

EPOCH CAPITAL, US, LLC, CRD 315254

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:16abeadb-46e8-5faf-15bc-4e1dc8c1312f

Data as of Jun 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 5
On other graphs: 0
Observed: Jun 11, 2021 to Jun 8, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $366MItem 5.F on the latest filing (2026-06-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $366M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 18
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 6
Private funds: 2Schedule D 7.B(1)
Custody, client assets: $366M
SEC number: 801-121742
CRD: 315254
Filings on the tape: 9
First filed: Jun 11, 2021
Latest filed: Jun 8, 2026
Organised: Limited Liability Company, NY

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
EPOCH CAPITAL MASTER FUND SPC - GLOBAL PROPRIETARY MFT MASTER SP	Hedge Fund	$310M	Sep 26, 2024	1	Sep 28, 2023	reported	n/a
EPOCH CAPITAL OFFSHORE FUND SPC - GLOBAL PROPRIETARY MFT SP	Hedge Fund	$91.0M	Sep 26, 2024	1	Sep 28, 2023	reported	n/a
EPOCH CAPITAL MASTER FUND SPC - ALTAS FUND MASTER SP	Hedge Fund	$22.3M	Sep 26, 2024	1	Sep 26, 2024	reported	n/a
EPOCH CAPITAL OFFSHORE FUND SPC - ATLAS FUND SP	Hedge Fund	$21.3M	Sep 26, 2024	3	Sep 26, 2024	reported	n/a
ST. STEPHEN'S GREEN FUNDS ICAV - EPOCH CAPITAL FUND	Hedge Fund	$1.5M	Sep 26, 2024	1	Sep 30, 2022	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DUERDEN, ROBIN	Cto	Na	yes	02/2023	Sep 28, 2023	Sep 26, 2024
HUMPHREYS, MICHAEL, JOHN	Appointer	E	yes	05/2021	Jun 11, 2021	Sep 26, 2024
HUMPHREYS, MICHAEL, JOHN	President	Na	yes	05/2021	Jun 11, 2021	Sep 26, 2024
MAST, DARREN	CFO, COO	Na	yes	05/2021	Jun 11, 2021	Sep 26, 2024
MCDONALD, IAN, ALAN	Cro	Na	yes	05/2023	Sep 28, 2023	Sep 26, 2024
MCLAUGHLIN, GLENN, RICHARD	Cio	Na	yes	08/2022	Sep 30, 2022	Sep 26, 2024
METAFUTURES INVESTMENT TRUST	Owner	D	yes	05/2021	Jun 11, 2021	Sep 26, 2024
METAFUTURES PTY LTD	Trustee	F	yes	05/2021	Jun 11, 2021	Sep 26, 2024
SADOWSKI, ALEX, JOSEPH	CEO, CLO	Na	yes	05/2021	Jun 11, 2021	Sep 26, 2024
SHANNON, LEE, GERARD	Cco	Na	yes	05/2021	Jun 11, 2021	Sep 26, 2024
THE EPOCH HOLDING GROUP PTY LTD	Owner	E	yes	05/2021	Jun 11, 2021	Sep 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
EPOCH CAPITAL GP CAYMAN LTD	n/a	n/a	n/a	N	no	n/a
EPOCH CAPITAL LIMITED	n/a	n/a	n/a	N	yes	n/a
EPOCH CAPITAL PTY LTD	n/a	n/a	n/a	N	yes	n/a
EPOCH DERIVATIVES TRADING PTY LTD	n/a	n/a	n/a	N	yes	n/a
EPOCH ENERGY SOLUTIONS PTY LTD	n/a	n/a	n/a	N	yes	n/a
EPOCH QUANTITATIVE TRADING PTY LTD	n/a	n/a	n/a	N	yes	n/a
EPOCH TRADING SERVICES LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2024	Sep 26, 2024	$112M	$112M	16	5	5	$446M
2023	Sep 28, 2023	$138M	$138M	16	5	3	$126M
2022	Sep 30, 2022	$123M	$123M	16	6	1	$123M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$366M	$138M	164.5%	n/a	n/a	18	16	0	0

Relationships

Advises (5)

→ EPOCH CAPITAL OFFSHORE FUND SPC - GLOBAL PROPRIETARY MFT SPPrivate fundHedge Fund, IA
Sep 28, 2023 to presentfactForm ADV
→ EPOCH CAPITAL MASTER FUND SPC - GLOBAL PROPRIETARY MFT MASTER SPPrivate fundHedge Fund, IA
Sep 28, 2023 to presentfactForm ADV
→ EPOCH CAPITAL OFFSHORE FUND SPC - ATLAS FUND SPPrivate fundHedge Fund, IA
Sep 26, 2024 to presentfactForm ADV
→ EPOCH CAPITAL MASTER FUND SPC - ALTAS FUND MASTER SPPrivate fundHedge Fund, IA
Sep 26, 2024 to presentfactForm ADV
→ ST. STEPHEN'S GREEN FUNDS ICAV - EPOCH CAPITAL FUNDPrivate fundHedge Fund, IA
Sep 30, 2022 to presentfactForm ADV

Controls (10)

← MCDONALD, IAN, ALANOwnerCRO, ownership code NA, individual
Sep 28, 2023 to Sep 26, 2024factForm ADV
← MAST, DARRENOwnerCFO, COO, ownership code NA, individual
Jun 11, 2021 to Sep 26, 2024factForm ADV
← SADOWSKI, ALEX, JOSEPHOwnerCEO, CLO, ownership code NA, individual
Jun 11, 2021 to Sep 26, 2024factForm ADV
← MCLAUGHLIN, GLENN, RICHARDOwnerCIO, ownership code NA, individual
Sep 30, 2022 to Sep 26, 2024factForm ADV
← DUERDEN, ROBINOwnerCTO, ownership code NA, individual
Sep 28, 2023 to Sep 26, 2024factForm ADV
← SHANNON, LEE, GERARDOwnerCCO, ownership code NA, individual
Jun 11, 2021 to Sep 26, 2024factForm ADV
← HUMPHREYS, MICHAEL, JOHNOwnerAPPOINTER, ownership code E, individual
Jun 11, 2021 to Sep 26, 2024factForm ADV
← METAFUTURES INVESTMENT TRUSTOwnerOWNER, ownership code D, foreign entity
Jun 11, 2021 to Sep 26, 2024factForm ADV
← METAFUTURES PTY LTDOwnerTRUSTEE, ownership code F, foreign entity
Jun 11, 2021 to Sep 26, 2024factForm ADV
← THE EPOCH HOLDING GROUP PTY LTDOwnerOWNER, ownership code E, foreign entity
Jun 11, 2021 to Sep 26, 2024factForm ADV

Dated events

Occurred
Sep 29, 2025
Regulatory AUM changed
Epoch Capital, Us reported RAUM $366.1M, up 226% from $112.3M (2024-09-26 to 2025-09-29)
Form ADVobserved 6 days ago
$254M
Occurred
Sep 28, 2023
Control person joined
Robin Duerden (Cto) appeared on Schedule A of Epoch Capital, Us
Form ADVobserved 6 days ago
Occurred
Sep 28, 2023
Control person joined
Alan Ian Mcdonald (Cro) appeared on Schedule A of Epoch Capital, Us
Form ADVobserved 6 days ago
Occurred
Sep 30, 2022
Control person joined
Richard Glenn Mclaughlin (Cio) appeared on Schedule A of Epoch Capital, Us
Form ADVobserved 6 days ago
Occurred
Jun 11, 2021
First Form ADV filing
Epoch Capital, Us filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:16abeadb-46e8-5faf-15bc-4e1dc8c1312f
First observed: Jun 11, 2021
Last observed: Jun 8, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EPOCH CAPITAL, US

EPOCH CAPITAL, US, LLC, CRD 315254

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:16abeadb-46e8-5faf-15bc-4e1dc8c1312f

Data as of Jun 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:55 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

EPOCH CAPITAL MASTER FUND SPC - GLOBAL PROPRIETARY MFT MASTER SP

Hedge Fund

$310M

Sep 26, 2024

Sep 28, 2023

reported

n/a

EPOCH CAPITAL OFFSHORE FUND SPC - GLOBAL PROPRIETARY MFT SP

Hedge Fund

$91.0M

Sep 26, 2024

Sep 28, 2023

reported

n/a

EPOCH CAPITAL MASTER FUND SPC - ALTAS FUND MASTER SP

Hedge Fund

$22.3M

Sep 26, 2024

reported

n/a

EPOCH CAPITAL OFFSHORE FUND SPC - ATLAS FUND SP

Hedge Fund

$21.3M

Sep 26, 2024

reported

n/a

ST. STEPHEN'S GREEN FUNDS ICAV - EPOCH CAPITAL FUND

Hedge Fund

$1.5M

Sep 26, 2024

Sep 30, 2022

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DUERDEN, ROBIN

Cto

yes

02/2023

Sep 28, 2023

Sep 26, 2024

HUMPHREYS, MICHAEL, JOHN

Appointer

yes

05/2021

Jun 11, 2021

Sep 26, 2024

HUMPHREYS, MICHAEL, JOHN

President

yes

05/2021

Jun 11, 2021

Sep 26, 2024

MAST, DARREN

CFO, COO

yes

05/2021

Jun 11, 2021

Sep 26, 2024

MCDONALD, IAN, ALAN

Cro

yes

05/2023

Sep 28, 2023

Sep 26, 2024

MCLAUGHLIN, GLENN, RICHARD

Cio

yes

08/2022

Sep 30, 2022

Sep 26, 2024

METAFUTURES INVESTMENT TRUST

Owner

yes

05/2021

Jun 11, 2021

Sep 26, 2024

METAFUTURES PTY LTD

Trustee

yes

05/2021

Jun 11, 2021

Sep 26, 2024

SADOWSKI, ALEX, JOSEPH

CEO, CLO

yes

05/2021

Jun 11, 2021

Sep 26, 2024

SHANNON, LEE, GERARD

Cco

yes

05/2021

Jun 11, 2021

Sep 26, 2024

THE EPOCH HOLDING GROUP PTY LTD

Owner

yes

05/2021

Jun 11, 2021

Sep 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

EPOCH CAPITAL GP CAYMAN LTD

n/a

EPOCH CAPITAL LIMITED

n/a

yes

n/a

EPOCH CAPITAL PTY LTD

n/a

yes

n/a

EPOCH DERIVATIVES TRADING PTY LTD

n/a

yes

n/a

EPOCH ENERGY SOLUTIONS PTY LTD

n/a

yes

n/a

EPOCH QUANTITATIVE TRADING PTY LTD

n/a

yes

n/a

EPOCH TRADING SERVICES LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Sep 26, 2024

$112M

$446M

2023

Sep 28, 2023

$138M

$126M

2022

Sep 30, 2022

$123M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$366M

$138M

164.5%

n/a