DFX Intelligence

G•••••• I••••••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

G•••••• I••••••••• M•••••••••

G•••••• I••••••••• M••••••••• INC, CRD 290936

BOSTON, MA

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Search this name across graphsid dfx:ria:16b6ee81-6185-3c9b-f759-db347b149b9d

Data as of Jun 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 23, 2026 to Jun 23, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $17.9M••• Locked
Discretionary RAUM: $12.3M
Private client RAUM: $17.9Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D••••• E• G••••••	n/a	BOSTON, MA \| BRUNSWICK, ME	8	23	1	no
W•••• G••••• S•••••	n/a	BRUNSWICK, ME \| Portland, ME	8	42

Relationships

Registered with (3)

← W•••• G••••• S•••••Advisorregistration: current employment
Feb 13, 2018 to presentfactForm ADV
← D••••• E• G••••••Advisorregistration: current employment
Jan 24, 2018 to presentfactForm ADV
← N••••• P••••• C•••••••Advisorregistration: previous registration
Jun 15, 2020 to Aug 26, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:16b6ee81-6185-3c9b-f759-db347b149b9d
First observed: Jun 23, 2026
Last observed: Jun 23, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.