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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Lubbock, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Aug 27, 2012 | n/a | yes | Lubbock, TX | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Sep 5, 2012 | no | LUBBOCK, TX | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 22, 1994 | Jun 1, 2009 | no | LUBBOCK, TX|LUBBOCK, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 5, 2012 | Aug 27, 2012 | -9 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |