DFX Intelligence

Data Factory

RIA / WealthAdvisor34 years in industry

KENNETH CHARLES ANNA

Advisor at STEINBERGANNA WEALTH MANAGEMENT LLC

HUNTINGTON, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:16c393ec-816f-1db2-cc8a-27f1888dfd58

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STEINBERGANNA WEALTH MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 21, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 7
Exams: S63|S65
First exam: May 21, 1992
First registration: Nov 18, 2005
Dual registered: no
IAPD individual key: 2204605

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STEINBERGANNA WEALTH MANAGEMENT LLC	Independent wealth	Jun 18, 2025	n/a	yes	HUNTINGTON, NY	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 11, 2024	Jun 20, 2025	no	SCOTTSDALE, AZ\|HUNTINGTON, NY	Previous registration
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Mar 16, 2007	Oct 11, 2024	no	HOLBROOK, NY	Previous registration
EASTBROOK CAPITAL GROUP LLC	n/a	Nov 18, 2005	Mar 30, 2007	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	STEINBERGANNA WEALTH MANAGEMENT LLC	Jun 20, 2025	Jun 18, 2025	-2	Firm change	Ibd to new firm
AMERICAN PORTFOLIOS ADVISORS, INC	OSAIC WEALTH, INC.	Oct 11, 2024	Oct 11, 2024	0	Bulk transfer	Ibd to ibd
EASTBROOK CAPITAL GROUP LLC	AMERICAN PORTFOLIOS ADVISORS, INC	Mar 30, 2007	Mar 16, 2007	-14	Firm change	Other

Relationships

Registered with (4)

→ STEINBERGANNA WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Jun 18, 2025 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Oct 11, 2024 to Jun 20, 2025factForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Mar 16, 2007 to Oct 11, 2024factForm ADV
→ EASTBROOK CAPITAL GROUP LLCRegistered adviserregistration: previous registration
Nov 18, 2005 to Mar 30, 2007factForm ADV

Dated events

Occurred
Jun 20, 2025
Advisor changed firm
Kenneth Charles Anna left Osaic Wealth, Inc. for Steinberganna Wealth Management Llc (registered 2025-06-18)
Form ADVobserved 5 days ago