DFX Intelligence

J•••••• R••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

J•••••• R••••• K••••••

Advisor at M•• I•••••••• S•••••••• L••

Buffalo, NY

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Search this name across graphsid dfx:ria:16c4e628-36d6-f657-59c1-2939a3f1243f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 29, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jun 20, 2025	n/a	yes	Buffalo, NY	Current employment
W••••• A••••••• N••••••• I•••	Independent wealth	Jun 29, 2022	Jul 15, 2025	no	Buffalo, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• A••••••• N••••••• I•••	M•• I•••••••• S•••••••• L••	Jul 15, 2025	Jun 20, 2025	-25	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
113836:10409:NY:2025-07-15	Jul 15, 2025	Jun 20, 2025	BUFFALO, NY	Firm change

Relationships

Registered with (2)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 20, 2025 to presentfactForm ADV
→ W••••• A••••••• N••••••• I•••Registered adviserregistration: previous registration
Jun 29, 2022 to Jul 15, 2025factForm ADV

Dated events

Occurred
Jul 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:16c4e628-36d6-f657-59c1-2939a3f1243f
First observed: Jun 29, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.