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Advisor at J.P. MORGAN SECURITIES LLC
Los Angeles, CA | Studio City, CA | NEWPORT BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Nov 20, 2023 | n/a | yes | Studio City, CA|Los Angeles, CA|NEWPORT BEACH, CA | Current employment |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Former SEC adviser | Nov 5, 2019 | Mar 20, 2025 | no | Los Angeles, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 14, 2012 | Nov 12, 2019 | no | IRVINE, CA|BEVERLY HILLS, CA|WESTLAKE VILLAGE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | J.P. MORGAN SECURITIES LLC | Mar 20, 2025 | Nov 20, 2023 | -486 | Bulk transfer | Ibd to wirehouse |
| UBS FINANCIAL SERVICES INC. | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Nov 12, 2019 | Nov 5, 2019 | -7 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:108559:CA:2019-11-12 | Nov 12, 2019 | Nov 5, 2019 | WESTLAKE VILLAGE, CA | Firm change |