DFX Intelligence

J•••• R••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

J•••• R••• A••••

Advisor at G••••••• A•••••••• L••

ARDEN HILLS, MN | Arlington, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:16d06c6b-902f-7754-6f1f-f634e1b8d60d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 29, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••• A•••••••• L••	Independent wealth	Aug 3, 2020	n/a	yes	Arlington, TX\|ARDEN HILLS, MN	Current employment
S•••••••• F••••••••• I•••	Former SEC adviser	Jun 26, 2019	Aug 5, 2020	no	COLLEYVILLE, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F••••••••• I•••	G••••••• A•••••••• L••	Aug 5, 2020	Aug 3, 2020	-2	Firm change	Ibd to RIA
E•••• S••••••••• L••	S•••••••• F••••••••• I•••	Mar 22, 2019	Jun 26, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
5685:110826:TX:2016-04-20	Apr 26, 2016	Jul 13, 2016	PLANO, TX	Firm change

Relationships

Registered with (5)

→ G••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 3, 2020 to presentfactForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Jun 26, 2019 to Aug 5, 2020factForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Jul 13, 2016 to Mar 22, 2019factForm ADV
→ P•••• S••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:16d06c6b-902f-7754-6f1f-f634e1b8d60d
First observed: Jun 29, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.