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RIA / WealthAdvisordual registered (broker-dealer)46 years in industry

LAWRENCE CLAY MILLER

Advisor at LANARK FINANCIAL, INC.

BIRMINGHAM, AL | GRANVILLE, OH

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Search this name across graphsid dfx:ria:16d0a0f1-34c9-6cb8-3934-b9caee202d00

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 11, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LANARK FINANCIAL, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 18, 1980earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S63|S65
First exam: Jan 18, 1980
First registration: Oct 11, 2005
Dual registered: yes, broker-dealer
Other names: LARRY MILLER
IAPD individual key: 335170

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LANARK FINANCIAL, INC.	Bd affiliated wealth	Jun 20, 2014	n/a	yes	BIRMINGHAM, AL\|GRANVILLE, OH	Current employment
RBC CAPITAL MARKETS, LLC	National bd RIA	Mar 13, 2009	Jul 10, 2014	no	GRANVILLE, OH	Previous registration
FERRIS, BAKER WATTS, LLC	n/a	Dec 5, 2006	Mar 13, 2009	no	CLEVELAND, OH\|DUBLIN, OH\|GRANVILLE, OH	Previous registration
KEYBANC CAPITAL MARKETS INC.	n/a	Oct 11, 2005	Dec 8, 2006	no	GRANVILLE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC CAPITAL MARKETS, LLC	LANARK FINANCIAL, INC.	Jul 10, 2014	Jun 20, 2014	-20	Firm change	Other
FERRIS, BAKER WATTS, LLC	RBC CAPITAL MARKETS, LLC	Mar 13, 2009	Mar 13, 2009	0	Bulk transfer	Other
KEYBANC CAPITAL MARKETS INC.	FERRIS, BAKER WATTS, LLC	Dec 8, 2006	Dec 5, 2006	-3	Firm change	Other

Relationships

Registered with (4)

→ LANARK FINANCIAL, INC.Registered adviserregistration: current employment
Jun 20, 2014 to presentfactForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Mar 13, 2009 to Jul 10, 2014factForm ADV
→ FERRIS, BAKER WATTS, LLCRegistered adviserregistration: previous registration
Dec 5, 2006 to Mar 13, 2009factForm ADV
→ KEYBANC CAPITAL MARKETS INC.Registered adviserregistration: previous registration
Oct 11, 2005 to Dec 8, 2006factForm ADV

Dated events

No dated event names this entity yet.