J•• L•• G••••

Advisor at A••••• A•• P••••••• S•••••••

MELVILLE, NY | East Norwich, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:16d1371f-166a-a2ef-fcab-b2c453e303b6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 10, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 15, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Jan 3, 2024	n/a	yes	East Norwich, NY\|MELVILLE, NY	Current employment
E•••••••• A•••••••• L••	National bd RIA	Oct 21, 2022	Dec 19, 2023	no	MELVILLE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	A••••• A•• P••••••• S•••••••	Dec 19, 2023	Jan 3, 2024	15	Firm change	Ibd to ibd
A•••• C•••••• C••••	E•••••••• A•••••••• L••	Oct 25, 2022	Oct 21, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
15007:6627:NY:2022-10-19	Oct 25, 2022	Oct 21, 2022	MELVILLE, NY	Firm change

Relationships

Registered with (3)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: current employment
Jan 3, 2024 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 21, 2022 to Dec 19, 2023factForm ADV
→ A•••• C•••••• C••••Registered adviserregistration: previous registration
Jun 10, 2022 to Oct 25, 2022factForm ADV

Dated events

Occurred
Dec 19, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:16d1371f-166a-a2ef-fcab-b2c453e303b6
First observed: Jun 10, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.