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Advisor at KESTRA ADVISORY SERVICES, LLC
Midlothian , VA | AUSTIN, TX | Midlothian, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Jul 27, 2021 | n/a | yes | Midlothian, VA|AUSTIN, TX|Midlothian , VA | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Jul 29, 2020 | Aug 9, 2021 | no | Newport News, VA|Savannah, GA|Savannah, GA|Savannah, GA|Newport News, VA | Previous registration |
| COLONIAL RIVER WEALTH MANAGEMENT LLC | Independent wealth | Jun 12, 2020 | Jul 15, 2020 | no | Newport News, VA|MIDLOTHIAN, VA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 20, 2009 | Jun 12, 2020 | no | GLOUCESTER POINT, VA|GLOUCESTER, VA|NEW KENT, VA|NEWPORT NEWS, VA|SAN DIEGO, CA|NEWPORT NEWS, VA|GLOUCESTER POINT, VA|HAMPTON, VA|VIRGINIA BEACH, VA|NEWPORT NEWS, VA|HAMPTON, VA|NORFOLK, VA|VIRGINIA BEACH, VA|NORFOLK, VA|WILLIAMSBURG, VA | Previous registration |
| MICG INVESTMENT MANAGEMENT, LLC | n/a | Jan 12, 2004 | Feb 20, 2009 | no | NEWPORT NEWS, VA|NEWPORT NEWS, VA|NEWPORT NEWS, VA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 25, 1999 | Dec 18, 2003 | no | NORFOLK (KP), VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | KESTRA ADVISORY SERVICES, LLC | Aug 9, 2021 | Jul 27, 2021 | -13 | Firm change | Ibd to ibd |
| COLONIAL RIVER WEALTH MANAGEMENT LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Jul 15, 2020 | Jul 29, 2020 | 14 | Firm change | RIA to ibd |
| LPL FINANCIAL LLC | COLONIAL RIVER WEALTH MANAGEMENT LLC | Jun 12, 2020 | Jun 12, 2020 | 0 | Firm change | Ibd to RIA |
| MICG INVESTMENT MANAGEMENT, LLC | LPL FINANCIAL LLC | Feb 20, 2009 | Feb 20, 2009 | 0 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | MICG INVESTMENT MANAGEMENT, LLC | Dec 18, 2003 | Jan 12, 2004 | 25 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:284839:VA:2020-06-12 | Jun 12, 2020 | Jun 12, 2020 | WILLIAMSBURG, VA | Firm change |