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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

SYMMETRIC ADVISORS INC

CRD 110105

MINNETONKA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:16d931ce-cc79-dea6-0484-70fdd277911e

Data as of May 23, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 7, 2011 to May 23, 2012
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $29.8MItem 5.F on the latest filing (2012-05-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $29.8M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $9.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Accounts: 288
SEC number: 801-57947
CRD: 110105
Filings on the tape: 3
First filed: Nov 7, 2011
Latest filed: May 23, 2012
Organised: Corporation, Minnesota

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID JOHN THOMPSON	n/a	MINNETONKA, MN	12	44	n/a	no
CLARENCE JOE POTTER	Certified Financial Planner	MINNETONKA, MN	12	43	n/a	no
GEORGE EARL JACQUES	n/a	MINNETONKA, MN	12	46	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ISLAND INVESTMENT SERVICES, INC.	Owner	E	yes	09/2001	Nov 7, 2011	May 23, 2012
JACQUES, GEORGE, EARL	MANAGING PARTNER	Na	yes	09/2001	Nov 7, 2011	May 23, 2012
THOMPSON, DAVID, JOHN	CHIEF EXECUTIVE OFFICER	Na	yes	09/2001	Nov 7, 2011	May 23, 2012
POTTER, CLARENCE, JOE	CHIEF COMPLIANCE OFFICER	Na	no	10/2004	Nov 7, 2011	May 23, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ISLAND INVESTMENT SERVICES, INC. A NEVIS C CORP	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 30, 2012	$29.8M	$29.8M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$29.8M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Registered with (3)

← GEORGE EARL JACQUESAdvisorregistration: current employment
Jan 16, 2014 to presentfactForm ADV
← DAVID JOHN THOMPSONAdvisorregistration: current employment
Jan 15, 2014 to presentfactForm ADV
← CLARENCE JOE POTTERAdvisorregistration: current employment
Jan 15, 2014 to presentfactForm ADV

Controls (3)

← THOMPSON, DAVID, JOHNOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Nov 7, 2011 to presentfactForm ADV
← JACQUES, GEORGE, EARLOwnerMANAGING PARTNER, ownership code NA, individual
Nov 7, 2011 to presentfactForm ADV
← ISLAND INVESTMENT SERVICES, INC.OwnerOWNER, ownership code E, foreign entity
Nov 7, 2011 to presentfactForm ADV

Owns (1)

← POTTER, CLARENCE, JOEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 7, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:16d931ce-cc79-dea6-0484-70fdd277911e
First observed: Nov 7, 2011
Last observed: May 23, 2012 174 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SYMMETRIC ADVISORS INC

CRD 110105

MINNETONKA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:16d931ce-cc79-dea6-0484-70fdd277911e

Data as of May 23, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:13 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID JOHN THOMPSON

n/a

MINNETONKA, MN

n/a

CLARENCE JOE POTTER

Certified Financial Planner

MINNETONKA, MN

n/a

GEORGE EARL JACQUES

n/a

MINNETONKA, MN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ISLAND INVESTMENT SERVICES, INC.

Owner

yes

09/2001

Nov 7, 2011

May 23, 2012

JACQUES, GEORGE, EARL

MANAGING PARTNER

yes

09/2001

Nov 7, 2011

May 23, 2012

THOMPSON, DAVID, JOHN

CHIEF EXECUTIVE OFFICER

yes

09/2001

Nov 7, 2011

May 23, 2012

POTTER, CLARENCE, JOE

CHIEF COMPLIANCE OFFICER

10/2004

Nov 7, 2011

May 23, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ISLAND INVESTMENT SERVICES, INC. A NEVIS C CORP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 30, 2012

$29.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$29.8M

n/a