DFX Intelligence

W•••••• G•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst24 years in industry

W•••••• G•••• B•••••

Advisor at B••• N••• F•••••••• C••••••• L••

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:16d9f34a-0132-c675-574f-f99284abe236

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 10, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• N••• F•••••••• C••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 22, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••• N••• F•••••••• C••••••• L••	State registered	Sep 17, 2025	n/a	yes	SAN DIEGO, CA	Current employment
C••••••	Independent wealth	Sep 15, 2022	Apr 24, 2024	no	San Diego, CA\|MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••	B••• N••• F•••••••• C••••••• L••	Apr 24, 2024	Sep 17, 2025	511	Firm change after gap	RIA to state RIA
D•••••• • Y•••••• L••	C••••••	Mar 31, 2023	Sep 15, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
107672:319448:CA:2023-03-31	Mar 31, 2023	Sep 15, 2022	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (3)

→ B••• N••• F•••••••• C••••••• L••Registered adviserregistration: current employment
Sep 17, 2025 to presentfactForm ADV
→ C••••••Registered adviserregistration: previous registration
Sep 15, 2022 to Apr 24, 2024factForm ADV
→ D•••••• • Y•••••• L••Registered adviserregistration: previous registration
May 10, 2002 to Mar 31, 2023factForm ADV

Dated events

Occurred
Apr 24, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:16d9f34a-0132-c675-574f-f99284abe236
First observed: May 10, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.