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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

Diane Parke Parmele

Advisor at D.A. DAVIDSON & CO.

Winston Salem, NC

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Search this name across graphsid dfx:ria:16df9ef1-f3f2-3daa-6913-25d5e8a5182e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jan 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D.A. DAVIDSON & CO.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 7, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jan 7, 1986
First registration: Jan 22, 2004
Dual registered: yes, broker-dealer
Other names: DIANE LEE PARKE|DIANE PARKE PARMELE|DIANE P PARMELE
IAPD individual key: 1421579

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D.A. DAVIDSON & CO.	Independent wealth	Dec 1, 2022	n/a	yes	Winston Salem, NC	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Feb 17, 2021	Dec 1, 2022	no	ATLANTA, GA\|WINSTON-SALEM, NC	Previous registration
BB&T SECURITIES, LLC	Former SEC adviser	Oct 10, 2017	Feb 17, 2021	no	WINSTON-SALEM, NC\|RICHMOND, VA	Previous registration
INDEPENDENT ADVISOR ALLIANCE, LLC	Independent wealth	Feb 11, 2016	Mar 16, 2018	no	Greensboro, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 4, 2010	Feb 12, 2016	no	GREENSBORO, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Jul 10, 2009	no	WINSTON SALEM, NC\|WINSTON-SALEM, NC	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Aug 14, 2006	Jan 1, 2008	no	WINSTON-SALEM, NC\|ST. LOUIS, MO	Previous registration
MORGAN STANLEY DW INC.	n/a	Jan 22, 2004	Jan 5, 2006	no	NASHVILLE, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	D.A. DAVIDSON & CO.	Dec 1, 2022	Dec 1, 2022	0	Firm change	Ibd to RIA
BB&T SECURITIES, LLC	TRUIST ADVISORY SERVICES, INC.	Feb 17, 2021	Feb 17, 2021	0	Bulk transfer	Ibd to ibd
INDEPENDENT ADVISOR ALLIANCE, LLC	BB&T SECURITIES, LLC	Mar 16, 2018	Oct 10, 2017	-157	Firm change after gap	Other
LPL FINANCIAL LLC	INDEPENDENT ADVISOR ALLIANCE, LLC	Feb 12, 2016	Feb 11, 2016	-1	Firm change	Other
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Jul 10, 2009	Feb 4, 2010	209	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	A. G. EDWARDS & SONS, INC.	Jan 5, 2006	Aug 14, 2006	221	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
283390:199:NC:2022-12-01	Dec 1, 2022	Dec 1, 2022	WINSTONSALEM, NC	Firm change
6413:168267:NC:2016-02-12	Feb 12, 2016	Feb 11, 2016	GREENSBORO, NC	Firm change

Relationships

Registered with (8)

→ D.A. DAVIDSON & CO.Registered adviserregistration: current employment
Dec 1, 2022 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 17, 2021 to Dec 1, 2022factForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Oct 10, 2017 to Feb 17, 2021factForm ADV
→ INDEPENDENT ADVISOR ALLIANCE, LLCRegistered adviserregistration: previous registration
Feb 11, 2016 to Mar 16, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 4, 2010 to Feb 12, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Jul 10, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Aug 14, 2006 to Jan 1, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jan 22, 2004 to Jan 5, 2006factForm ADV

Dated events

Occurred
Dec 1, 2022
Advisor changed firm
Diane Parke Parmele left Truist Advisory Services, Inc. for D.A. Davidson & Co. (registered 2022-12-01)
Form ADVobserved 6 days ago