DFX Intelligence

B••• W•••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

B••• W•••• D••••••••

Advisor at R•••••• J•••• • A••••••••• I•••

ST. PETERSBURG, FL

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Search this name across graphsid dfx:ria:16e457f4-a1ad-7837-61a4-7490644d0577

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Mar 11, 2011	n/a	yes	ST. PETERSBURG, FL	Current employment
H•••••• A••••••• S•••••••• I•••	Independent wealth	Aug 23, 2005	Mar 2, 2010	no	ORMOND BEACH, FL\|BELLEVIEW, FL\|BELLEVIEW, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• A••••••• S•••••••• I•••	R•••••• J•••• • A••••••••• I•••	Mar 2, 2010	Mar 11, 2011	374	Firm change	Other
I••••• F•••••••• C•••••••••	H•••••• A••••••• S•••••••• I•••	Jun 29, 2005	Aug 23, 2005

Relationships

Registered with (3)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Mar 11, 2011 to presentfactForm ADV
→ H•••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 23, 2005 to Mar 2, 2010factForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Nov 10, 2003 to Jun 29, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:16e457f4-a1ad-7837-61a4-7490644d0577
First observed: Nov 10, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.