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Advisor at INDEPENDENT FINANCIAL GROUP, LLC
ENCINO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Jul 27, 2022 | n/a | yes | ENCINO, CA | Current employment |
| PASH & BENSON INTERNATIONAL LTD. | n/a | Sep 19, 2006 | Jan 21, 2025 | no | ENCINO, CA | Previous registration |
| NPB FINANCIAL GROUP, LLC | Former SEC adviser | May 11, 2006 | Jul 28, 2022 | no | ENCINO, CA|BURBANK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PASH & BENSON INTERNATIONAL LTD. | INDEPENDENT FINANCIAL GROUP, LLC | Jan 21, 2025 | Jul 27, 2022 | -909 | Firm change after gap | Other |
| NPB FINANCIAL GROUP, LLC | PASH & BENSON INTERNATIONAL LTD. | Jul 28, 2022 | Sep 19, 2006 | -5,791 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 135876:7717:CA:2025-01-21 | Jan 21, 2025 | Jul 27, 2022 | ENCINO, CA | Firm change after gap |