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Advisor at WELLS FARGO ADVISORS
SIOUX FALLS, SD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 25, 2014 | n/a | yes | SIOUX FALLS, SD|SIOUX FALLS, SD | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | May 10, 2011 | Jul 24, 2014 | no | SIOUX FALLS, SD | Previous registration |
| EDWARD JONES | National bd RIA | Feb 9, 2007 | May 9, 2011 | no | SIOUX FALLS, SD|CANTON, SD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | WELLS FARGO ADVISORS | Jul 24, 2014 | Jul 25, 2014 | 1 | Firm change | Ibd to wirehouse |
| EDWARD JONES | RBC CAPITAL MARKETS, LLC | May 9, 2011 | May 10, 2011 | 1 | Firm change | Ibd to ibd |