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Reading the graph
Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
MONTGOMERY, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Mar 13, 2012 | n/a | yes | MONTGOMERY, AL | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Mar 21, 2012 | no | Montgomery, AL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Nov 12, 1992 | Jun 1, 2009 | no | MONTGOMERY, AL|MONTGOMERY, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Mar 21, 2012 | Mar 13, 2012 | -8 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |