DFX Intelligence

D•••••• A•• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

D•••••• A•• S•••••

Advisor at H••••••• W••••• M••••••••• L••

GREENWOOD VILLAGE, CO | ENGLEWOOD, CO

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Search this name across graphsid dfx:ria:16fe14c3-4375-0c54-2761-9c78b1350ac8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 2, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 2, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• W••••• M••••••••• L••	Independent wealth	May 1, 2018	n/a	yes	ENGLEWOOD, CO\|GREENWOOD VILLAGE, CO	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jun 2, 2014	May 8, 2018	no	DENVER, CO\|ENGLEWOOD, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	H••••••• W••••• M••••••••• L••	May 8, 2018	May 1, 2018	-7	Firm change	RIA to new firm

Relationships

Registered with (2)

→ H••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 1, 2018 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 2, 2014 to May 8, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:16fe14c3-4375-0c54-2761-9c78b1350ac8
First observed: Jun 2, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.