DFX Intelligence

M•••••• J••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industryNot currently registered

M•••••• J••••• M•••••••

Advisor at S••••••• B••••• F•••••••• G•••• L••

PALM HARBOR, FL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 2
On other graphs: 0
Observed: May 19, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• B••••• F•••••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• B••••• F•••••••• G•••• L••	Independent wealth	Sep 14, 2026	n/a	yes	PALM HARBOR, FL	Current employment
F••••• I•••••••••	Independent wealth	May 19, 2022	Jan 23, 2026	no	TAMPA, FL\|PLANO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• I•••••••••	S••••••• B••••• F•••••••• G•••• L••	Jan 23, 2026	Sep 14, 2026	234	Firm change	RIA to RIA

Relationships

Registered with (2)

→ S••••••• B••••• F•••••••• G•••• L••Registered adviserregistration: current employment
Sep 14, 2026 to presentfactForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
May 19, 2022 to Jan 23, 2026factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Order

Only bookkeeping events name this entity; they are folded below.

Show 2 bookkeeping events

First seen by DFX
Sep 18, 2026
date not stated
••• Locked
Occurred
Sep 14, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 19, 2022
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.