DFX Intelligence

A••••••• T••••• I••••••••• A•••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

A••••••• T••••• I••••••••• A•••••••• L•••

CRD 160044

SPRINGFIELD, IL

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Search this name across graphsid dfx:ria:17043f76-6a86-6ba4-209f-0b76d651fd74

Data as of Dec 19, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 19, 2025 to Dec 19, 2025
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $30.0M••• Locked
Discretionary RAUM: $30.0M
Private client RAUM: $30.0Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 1
Advisory employees: 1

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• M•••••• G••••	n/a	SPRINGFIELD, IL	13	26	5	no

Relationships

Registered with (2)

← D•••• M•••••• G••••Advisorregistration: previous registration
Feb 4, 2013 to Dec 31, 2020factForm ADV
← R••••• A••• P••••••••Advisorregistration: previous registration
Sep 5, 2018 to Apr 30, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17043f76-6a86-6ba4-209f-0b76d651fd74
First observed: Dec 19, 2025
Last observed: Dec 19, 2025 9 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.