DFX Intelligence

T•••• J• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

T•••• J• B•••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Houston, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 21, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jul 19, 2021	n/a	yes	Houston, TX	Current employment
H•••••• T••••••• • K•••• L••	Independent wealth	Jun 20, 2019	Jan 17, 2020	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• D••••••••• S••••••••• I••••••••• A•••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Oct 29, 2021	Jul 19, 2021	-102	Firm change after gap	Other
H•••••• T••••••• • K•••• L••	A••••••••• F•••••••• S•••••••• L••	Jan 17, 2020

Relationships

Registered with (3)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 19, 2021 to presentfactForm ADV
→ W••••• D••••••••• S••••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 10, 2017 to Oct 29, 2021factForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Jun 20, 2019 to Jan 17, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 21, 2017
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.