First seen by DFX
Sep 17, 2026
date not stated
Bruce Leonard Ruotsala no longer holds an investment adviser registration (last listed at Ameriprise Financial Services, Llc on the 2026-09-16 feed)
First seen by DFX
Sep 17, 2026
date not stated
Luke A Frasso no longer holds an investment adviser registration (last listed at Ameriprise Financial Services, Llc on the 2026-09-16 feed)
First seen by DFX
Sep 17, 2026
date not stated
Jacqueline F Vaughan no longer holds an investment adviser registration (last listed at Ameriprise Financial Services, Llc on the 2026-09-16 feed)
First seen by DFX
Sep 17, 2026
date not stated
Mark Henry Bollum no longer holds an investment adviser registration (last listed at Ameriprise Financial Services, Llc on the 2026-09-16 feed)
Patrick W Miller registered as an investment adviser representative at Ameriprise Financial Services, Llc
Cody Nicpon added a TX registration at Ameriprise Financial Services, Llc
Mason Oteri registered as an investment adviser representative at Ameriprise Financial Services, Llc
Thomas Laverty registered as an investment adviser representative at Ameriprise Financial Services, Llc
Julianne S Wolfe added a VA registration at Ameriprise Financial Services, Llc
First seen by DFX
Sep 16, 2026
date not stated
Rey Deborja no longer holds an investment adviser registration (last listed at Ameriprise Financial Services, Llc on the 2026-09-15 feed)
First seen by DFX
Sep 16, 2026
date not stated
Cherie Curry no longer holds an investment adviser registration (last listed at Ameriprise Financial Services, Llc on the 2026-09-15 feed)
First seen by DFX
Sep 16, 2026
date not stated
Joseph B Rowan no longer holds an investment adviser registration (last listed at Ameriprise Financial Services, Llc on the 2026-09-15 feed)
First seen by DFX
Sep 16, 2026
date not stated
Sharon R Schoffmann no longer holds an investment adviser registration (last listed at Ameriprise Financial Services, Llc on the 2026-09-15 feed)
First seen by DFX
Sep 16, 2026
date not stated
Jonathon Jay Hornbeck no longer holds an investment adviser registration (last listed at Ameriprise Financial Services, Llc on the 2026-09-15 feed)
Christopher Griffin registered as an investment adviser representative at Ameriprise Financial Services, Llc
Thomas Weaver added a GA registration at Ameriprise Financial Services, Llc
Milla Krasnopolsky added a TX registration at Ameriprise Financial Services, Llc
Jacob J Worthen registered as an investment adviser representative at Ameriprise Financial Services, Llc
Rachel Rabin registered as an investment adviser representative at Ameriprise Financial Services, Llc
Evans Lee Taylor added a HI registration at Ameriprise Financial Services, Llc
Robert W Knabel registered as an investment adviser representative at Ameriprise Financial Services, Llc
First seen by DFX
Sep 15, 2026
date not stated
Sam Grosso no longer holds an investment adviser registration (last listed at Ameriprise Financial Services, Llc on the 2026-09-14 feed)
First seen by DFX
Sep 15, 2026
date not stated
Hilary Bracken no longer holds an investment adviser registration (last listed at Ameriprise Financial Services, Llc on the 2026-09-14 feed)
Melissa Maria Duhan added a OH registration at Ameriprise Financial Services, Llc
Jacob Franke added a TX registration at Ameriprise Financial Services, Llc
Michael John Culhane added a OH registration at Ameriprise Financial Services, Llc
Pablo Raphael Zeiter registered as an investment adviser representative at Ameriprise Financial Services, Llc
Jack Hudnut added a NC registration at Ameriprise Financial Services, Llc
Brandon P Cuervo registered as an investment adviser representative at Ameriprise Financial Services, Llc
Nicholas Benjamin Barrett Cook added a TX registration at Ameriprise Financial Services, Llc
Sarah Frances Aluise added a OH registration at Ameriprise Financial Services, Llc
Kinsey Adair Parker registered as an investment adviser representative at Ameriprise Financial Services, Llc