This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$188MItem 5.F on the latest filing (2026-02-16); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$182M

Private client RAUM

$188MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$94.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

2

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

456

Individual clients

80

High net worth clients

60

SEC number

801-121668

CRD

147537

Filings on the tape

11

First filed

Mar 19, 2012

Latest filed

Feb 16, 2026

Organised

Corporation, CA

Website

plus.google.com

• Occurred

  Jun 2, 2021
  First Form ADV filing

  Frank Financial Advisors filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:17072f5d-af2f-69f1-ac63-7d7d32bba08e

First observed

Mar 19, 2012

Last observed

Feb 16, 2026 7 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.